Excel Securities & Associates, Inc. (Rochester)
Excel Securities & Associates, Inc. Is a Large Advisory Firm Based in Rochester. It Manages $205 Million of Regulatory Assets for 1,042 Client Accounts. It Has...
Excel Securities & Associates,Inc. is a large advisory firm based in Rochester. It manages $205 million of regulatory assets for 1,042 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Colorado, and 28 other states.
Excel Securities & Associates provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
Excel Securities & Associates: assets under management
The assets under management (AUM) of Excel Securities & Associates,Inc. is $205 million. The firm's AUM has grown by 212% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The firm manages $143 million in discretionary accounts and $62 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $179.42 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $253.06 thousand.
Investments
The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is investment and business development companies, which make up 48% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.
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